A CLOSER LOOK AT ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS EXPLAINED

A Closer Look at Assessment Validation: Validating Assessments Explained

A Closer Look at Assessment Validation: Validating Assessments Explained

Blog Article

With registration, RTOs must juggle many responsibilities like annual declarations, AVETMISS reporting, and marketing compliance, where validation often causes the most anxiety.

Although our articles cover validation extensively, let’s redefine it. According to ASQA, validation is a quality review of the assessment process.

Validation involves verifying which areas of an RTO's assessment process are correct and highlighting where improvements are needed. Understanding its key components makes the task less intimidating.

Clause 1.8 in the SRTOs 2015 outlines that RTOs must ensure their assessment systems, including RPL, comply with training package requirements and the Principles of Assessment and Rules of Evidence.

We must adhere to the standards by conducting two types of validation.

The primary type of assessment validation verifies that your RTO's assessment meets the training package requirements.

The subsequent validation type ensures assessments are in line with the principles of assessment and rules of evidence.

This suggests we perform validation both before and after the assessment. This article will concentrate on the first type—assessment tool validation.

An Overview of the Two Types of Assessment Validation

Assessment Validation Unpacked

As we mentioned earlier and in our past blogs, validation consists of two parts: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, also called pre-assessment validation, pertains to ensuring all unit requirements are addressed, as outlined in the first part of the clause, ensuring total workbook compliance.

Post-assessment validation, by contrast, focuses on implementation, ensuring Registered Training Organisations conduct assessments in line with the Principles of Assessment and Rules of Evidence.

In this write-up, we will focus on assessment tool validation.

Methods for Conducting Assessment Tool Validation

Now that we’ve differentiated the two types of validation, let’s examine assessment tool validation in detail.

Optimal Timing for Assessment Tool Validation

The purpose of assessment tool validation is to confirm that all elements, performance criteria, and performance and knowledge evidence are met by your assessment tools.

Thus, whenever new learning resources are purchased, you must conduct assessment tool validation before allowing student use.

There's no necessity to wait for the next 5-year cycle validation schedule. Validate new resources immediately to ensure they are appropriate for student use.

Nevertheless, this isn't the only reason to perform this type of validation. Conduct assessment tool validation also when you:

- when resources are updated
- you add new training products on scope
- your course includes training product updates
- identifying your learning resources as a risk during your risk assessment

ASQA applies a risk-based approach to regulate RTOs, expecting regular risk assessments. Hence, student complaints about learning resources are a good opportunity for assessment tool validation.

Identifying Training Products for Validation

Remember, this type of validation is to ensure all learning resources are compliant before use. All RTOs should validate all unit resources.

Assessment Tool Validation: Required Resources

Educational Resources

Since you are conducting assessment tool validation, you will need the entire suite of your learning resources:

Mapping tool – start by investigating this document. It shows which assessment items meet unit requirements, facilitating quicker validation.

Learner/student workbook – validate its suitability as an assessment tool. Confirm that instructions are clear and answer fields are sufficient. This is a common problem.

Assessor guide/marking guide – ensure that instructions for assessors are sufficient and clear benchmarks for each assessment item are provided. Clear benchmarks are essential for reliable assessment outcomes.

Other related resources – these might include checklists, registers, and templates developed separately from the workbook and marking guide. Ensure they are appropriate for the assessment task and meet unit requirements.

Assessment Validation Panel

Clause 1.11 describes the requirements for validation panel members, indicating that validation can be performed by one or more persons. RTOs often require all trainers and assessors to attend, and sometimes industry experts are invited.

The members of your validation panel must collectively have:

Up-to-date vocational competencies and industry skills pertinent to the unit being validated

Current knowledge and expertise in vocational teaching and learning

One of these training and assessment qualifications:

TAE40116 Certificate IV in Training and Assessment or its future version

Validation form/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
A validation tool aids in both the validation process and documentation. It helps visualize how each assessment item meets each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
Additionally, it can act as evidence that you have validated your resources before they are used by students.

Although ASQA does not recommend or require a particular template for assessment tool validation, many templates are accessible online. These tools typically have validators examine the tools in their entirety to determine if they meet the principles of assessment.

Assessment Principles Form Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

While such templates facilitate validation, they often result in judgment errors because there’s insufficient space for comments on each assessment item.

It is advisable to use a more detailed template to inspect each unit requirement and its corresponding assessment items. Below is an example:

Element Performance Criteria Assessment Guidelines Benchmarks Assessment Instrument Rectification Recommendations
What do you Need to Check?
What to Look For?

As detailed in our blog post Common Problems In Assessment Tools, it is crucial that your assessment tools enable trainers to adhere to assessment principles and evidence rules.

Fundamental Principles of Assessment
Fairness – Does the assessment provide equal opportunity and access to Assessment validation checklist Australia all participants?

Flexibility – Are multiple options available in the assessment to demonstrate competence based on different needs and preferences?

Validity – Is the assessment measuring what it is supposed to measure? Is it a valid tool for assessing the required skill or knowledge?

Reliability – Will the assessment give the same results every time, regardless of the trainer? Will different assessors make the same decision on skill competence?

Evidence Basic Rules

Validity – Does the evidence confirm that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there sufficient evidence to ensure the learner has the required skills and knowledge?

Authenticity – Is the assessment tool ensuring that the work is the candidate’s own?

Currency – Do the assessment tools correspond to current units of competency and industry practices?

Despite being frequently covered in VET professional development and nationally recognised training, many tools still have issues with these requirements.

To prevent using learning resources that do not meet some unit requirements, make sure to follow these guidelines:

Act on Your Words

Pay attention to the verbs in the unit requirements and ensure they are addressed by the assessment item. For instance, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement requires students to:

Complete each of the following actions at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication as per service and regulatory requirements:

change nappies

prepare bottles, bottle-feed babies and sanitize equipment

prepare solid food and feed infants

appropriately respond to infant signs and cues

prepare babies for sleep and soothe them

monitor and encourage physical exploration and gross motor skills suitable for the age

Having students describe the process of changing nappies for babies under 12 months doesn’t meet the unit requirement. Unless it’s intended to assess underpinning knowledge (i.e., knowledge evidence), students should be performing the tasks.

Heed the Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Mind the numbers. In our CHCECE032 example, one unit requirement requires students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby isn’t sufficient.

Complete Compliance or Not Competent

Mind the lists. In the previous example, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Give More Specificity

Each assessment item must include clear and specific benchmark answers to guide the assessor’s judgment on the student’s competence. Hence, ensure your instructions are clear and not confusing for students or assessors. For instance:
What kind of information can be included in a work package?
What details can be included in a work package?

Possible answers may include:

Mandatory resources

Associated expenses

Duration of activities

Assigned functions and responsibilities

When an assessment item requires multiple answers, indicate the number of answers needed from a student. This way, your assessment is reliable, and the evidence collected is valid.

This is also true for assessment items with double-barrelled questions or those that require multiple answers at once. These can confuse students and assessors, as demonstrated in the sample question below:

Name a hazard and/or environmental concern in the workplace and choose the most effective hazard control hierarchy.

Answers can include, but are not limited to:

Weather conditions – isolating the work area, engineering controls, personal protective equipment

Work area and ground conditions – elimination, isolation, engineering controls

People – isolation, engineering, administrative controls

Structural hazards – substitution, isolation, engineering

Chemical hazards – isolation, engineering, administration

Equipment or machinery – isolation, use of engineering controls, administrative controls

Steering clear of double-barrelled questions makes it easier for students to respond and for assessors to judge student competence accurately.

Considering these requirements, you might think, “Don’t learning resource developers have audit guarantees?” However, such guarantees require you to wait for an audit to rectify noncompliance. This affects your compliance history, so it’s better to take a safe and compliant approach.

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